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VP, Auditor, Markets and Wealth Services

BNY • New York, NY, US • published 2026-09-28 20:55:42.489175

Description

In this role, you’ll make an impact in the following ways: * Lead or participate in the delivery of complex and challenging global audit assignments, with a primary focus on the Clearing Broker Dealer. * Drive or participate in all phases of audit project execution including planning, fieldwork, and reporting in accordance with audit methodologies. * Perform walkthroughs with process owners; document results in narratives/flowcharts; identify and document risks and controls; develop and execute testing strategy; prepare supporting workpapers; and document test exceptions and conclusions. * Elevate potential audit issues to the Audit Manager and business management as soon as they are identified. * Identify and draft meaningful issues impacting the business under review and challenge management to develop appropriate remedial actions to address the issues identified. * Follow\-up on remedial actions to ensure corrective actions have been appropriately implemented and where necessary, test the design, operating effectiveness, and sustainability of implemented actions. * Build strong relationships with key stakeholders in the business and risk management areas and with colleagues thro...

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