All jobs → Partner boards

Compliance Analyst IV

American Fidelity Assurance Company • Oklahoma City, OK, US • published 2026-10-04 19:41:30.336531

Description

* Provide appropriate compliance information to support the development of business requirements, functional processing, testing and implementation of compliance related projects. * Research contract language and regulatory requirements to develop, file, and maintain product forms and related systems, processes and materials to ensure compliance with federal and state legislation and coordinate these activities among team members to meet established goals and priorities. Train and/or mentor other compliance analysts in all aspects of product form compliance. * **Education** Bachelor's degree preferred; equivalent work experience in compliance, legal, or role supporting a regulated industry will be considered in lieu of degree **Licenses** * Obtain one or more generally recognized industry related designations (FLMI, HIA, AIRC, etc.) * FINRA Series Licensing + SIE (Securities Industry Essentials) required within 90 days of hire + 6 (or 7\) (Variable Contracts Limited Representative) – required within 24 months of hire + 63 (Uniform Securities Agent) – required within 24 months of hire + 24 or 26 (Investment Company and Variable Contract Products Principal) preferred Applicable conti...

Get jobs like this daily in Telegram: @careeri_bot