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AVP, Internal Audit Quality Assurance
LPL Financial • Fort Mill, SC, US • published 2026-10-01 21:59:21.745120
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***Lead with Purpose, Unlock Your Team’s Passion*** At LPL, people leaders hold the key to the employee experience — shaping culture, driving performance, and guiding individuals to new heights. Because when that happens, we all win – clients, LPL, and most importantly our, employees. If you're ready to lead with intention and discover what’s possible, LPL Financial invites you to apply today. The AVP, Internal Audit Quality Assurance Lead is a key member of the Internal Audit Professional Practices team and reports to the Head of Professional Practices. This role is responsible for supporting and enhancing the department's Quality Assurance and Improvement Program (QAIP) through independent assessments of audit activities, adherence to Internal Audit Standards, methodology compliance, and audit quality. The AVP will leverage a combination of professional judgment, data analytics, and AI\-enabled quality review capabilities to evaluate audit workpapers, reports, and supporting documentation; identify opportunities for continuous improvement; and promote consistency across the audit lifecycle. In partnership with audit teams and department leadership, this position will provide cons...
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